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Lisa Danielle Ward

Lisa D. Ward

PLUMB FINANCIAL
ARLINGTON, TX 76006
Some features on this profile are disabled
CRD#: 6830261
Lisa Danielle Ward

Professional summary

Lisa Danielle Ward, CFP® is a registered financial advisor currently at PLUMB FINANCIAL located in Arlington, Texas.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Lisa has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Miss Ward is engaged as an Insurance Agent with Plumb Financial LLC, located at 1905 Ascension Blvd., Arlington, TX 76006. This business is investment-related. In this role, which began in May 2025 and continues to the present, she dedicates approximately one hour per week to insurance-related activities. Her responsibilities include marketing and selling fixed insurance products such as life insurance, fixed annuities, health insurance, long-term care, and disability insurance. Miss Ward assess client needs, present appropriate insurance solutions, complete applications, and provide ongoing service for existing policies. Compensation for this activity is received in the form of commission paid directly by insurance carriers based on product sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Danielle Ward's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2023

Experience

Current

May 15, 2025 - Present

PLUMB FINANCIAL

Office #1: 1905 Ascension Blvd., Arlington, TX 76006
RIA
CRD#: 334608
ARLINGTON, TX
Past

October 6, 2023 - May 2, 2025

CHAPPELWOOD FINANCIAL SERVICES

RIA
CRD#: 134318
Arlington, TX
Past

January 28, 2022 - October 5, 2023

OSAIC WEALTH, INC.

RIA
CRD#: 23131
ARLINGTON, TX
Past

May 21, 2020 - October 5, 2023

OSAIC WEALTH, INC.

BD
CRD#: 23131
ARLINGTON, TX
Past

October 6, 2018 - May 18, 2020

NYLIFE SECURITIES LLC

BD
CRD#: 5167
FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(5/15/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/14/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/11/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/9/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/6/2018
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PF
PLUMB FINANCIAL
PLUMB FINANCIAL | PLUMB FINANCIAL LLC

CRD#: 334608 / SEC#:

Texas
Registered Investment Advisory firm - (5/15/2025 Approved)
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Contact information

Main Address
1905 Ascension Blvd., Arlington, TX 76006
Mailing Address
Phone number
(817) 614-3165
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PLUMB FINANCIAL

CRD#: 334608Arlington, TX 76006

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