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CT

Christopher R. Team

Some features on this profile are disabled
CRD#: 6829994
CT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Ryan Team was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2017. Christopher had worked at 2 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 9, 2019 - January 16, 2026

FIRST BALLANTYNE, LLC

BD
CRD#: 125393
CHARLOTTE, NC
Past

August 16, 2017 - April 10, 2019

NATHAN HALE CAPITAL, LLC

BD
CRD#: 123650
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/1/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 10/24/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/2017
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/22/2025
General Securities Principal Examination

Current Firm

FB
FIRST BALLANTYNE, LLC
FIRST BALLANTYNE, LLC

CRD#: 125393 / SEC#: , 8-65792

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
13950 Ballantyne Corporate Place Suite 185, Charlotte, NC 28277-2747
Mailing Address
13950 Ballantyne Corporate Place Suite 185, Charlotte, NC 28277-2747
Phone number
(704) 927-2900
Established
North Carolina since 12/30/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EDWARDS, CHRISTOPHER SCARRCEO2613607
FORD, JAMES MICHAEL MR.PRESIDENT4778415
ANDERSON, TROY WILLIAMREGISTERED REPRESENTATIVE4452390
ALEXANDER III, FRED CALVINREGISTERED REPRESENTATIVE4129726
TEAM, JOHN STEPHENCFO, FINOP, CCO4378014

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST BALLANTYNE, LLC

CRD#: 125393

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