Andrew Masotti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Masotti, who also goes by Andrew Alexander Masotti, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2017. Andrew had worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2020 - January 28, 2022
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 15, 2018 - January 28, 2022
TULLETT PREBON FINANCIAL SERVICES LLC
September 25, 2017 - September 5, 2018
BGC FINANCIAL, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/1/2024
General Securities Representative ExaminationCurrent Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
