MS
Michael Sheng
CITADEL SECURITIES LLC
Miami, FL 33131
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CRD#: 6829163
MS
Professional summary
Michael Sheng, who also goes by Michael Sheng, Shi Sheng, is a registered financial professional currently at CITADEL SECURITIES LLC located in Miami, Florida and CITADEL SECURITIES INSTITUTIONAL LLC located in Miami, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 57, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael Sheng | Shi Sheng
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Sheng's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2021 - Present
CITADEL SECURITIES LLC
Office #1: 830 Brickell Plaza, Miami, FL 33131BD
CRD#: 116797
Miami, FL
Current
November 8, 2021 - Present
CITADEL SECURITIES INSTITUTIONAL LLC
Office #1: 830 Brickell Plaza, Miami, FL 33131BD
CRD#: 281102
Miami, FL
Past
August 23, 2018 - May 25, 2021
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/4/2021)
RR
Alaska(6/4/2021)
RR
California(6/4/2021)
RR
Florida(6/4/2021)
RR
Illinois(11/8/2021)
RR
Indiana(11/8/2021)
RR
Louisiana(6/4/2021)
RR
Michigan(6/4/2021)
RR
Montana(6/4/2021)
RR
New York(6/4/2021)
RR
Ohio(11/8/2021)
RR
Pennsylvania(6/4/2021)
RR
Puerto Rico(6/4/2021)
RR
Rhode Island(6/4/2021)
RR
Texas(6/4/2021)
RR
Virginia(6/4/2021)
RR
Washington(6/4/2021)
RR
West Virginia(4/4/2022)
RR
Wyoming(6/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
CS
CITADEL SECURITIES INSTITUTIONAL LLC
CITADEL SECURITIES INSTITUTIONAL LLC
CRD#: 281102 / SEC#: , 8-69663
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
830 Brickell Plaza, Miami, FL 33131
Mailing Address
830 Brickell Plaza, Miami, FL 33131
Phone number
(305) 929-6851
Established
Delaware since 06/08/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (16 States and Territories)
Documents
Red Flags
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Company Information
CITADEL SECURITIES INSTITUTIONAL LLC
CRD#: 281102Miami, FL 33131TRUST BUT VERIFY
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