Rilus J. Nichols
Professional summary
Rilus James Nichols, who also goes by Riley Nichols, is a registered financial advisor currently at RUSSELL INVESTMENTS located in Seattle, Washington and RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located in Seattle, Washington.
Rilus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Rilus has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rilus James Nichols's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2023 - Present
RUSSELL INVESTMENTS
Office #2: 401 Union Street 18th Floor, Seattle, WA 98101February 16, 2024 - Present
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
Office #1: 401 Union St 18th Floor, Seattle, WA, 98101October 25, 2017 - February 15, 2023
BEAR MOUNTAIN CAPITAL INC.
Primary Firm SEC Registration
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2024)
(2/16/2024)
(2/16/2024)
(2/16/2024)
(2/16/2024)
(2/16/2024)
(6/21/2023)
(6/27/2023)
Exams
Series 7TO
Date: 2/16/2024
General Securities Representative ExaminationFINRA
Current Firm
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
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