Joshua M. Roccanti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua M Roccanti, who also goes by Joshua M Roccanti, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2017. Joshua had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2021 - September 21, 2022
ROCCANTI CAPITAL CONSULTING, LLC
October 3, 2017 - February 25, 2020
MORGAN STANLEY
September 6, 2017 - February 25, 2020
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
ROCCANTI CAPITAL CONSULTING, LLC
CRD#: 310112 / SEC#:
Contact information
Red Flags
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