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JB

John X. Bernard

DONNELLY PENMAN & PARTNERS
Grosse Pointe Woods, MI 48236
Some features on this profile are disabled
CRD#: 6828249
JB

Professional summary

John Xavier Bernard is a registered financial professional currently at DONNELLY PENMAN & PARTNERS located in Grosse Pointe Woods, Michigan.

John is registered as a RR (Registered Representative) and started their career in finance in 2018. John has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Xavier Bernard's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 20, 2018 - Present

DONNELLY PENMAN & PARTNERS

Office #1: 20902 Mack Avenue, Grosse Pointe Woods, MI 48236
BD
CRD#: 104448
Grosse Pointe Woods, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(4/19/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 4/19/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 2/20/2018
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DP
DONNELLY PENMAN & PARTNERS
DONNELLY PENMAN & PARTNERS | DONNELLY, PENMAN, FRENCH, HAGGARTY & CO. | DONNELLY PENMAN & PARTNERS INC.

CRD#: 104448 / SEC#: , 8-52909

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
63 Kercheval Avenue, Suite 112, Grosse Pointe Woods, MI 48236
Mailing Address
63 Kercheval Avenue, Suite 112, Grosse Pointe Woods, MI 48236
Phone number
(313) 446-9900
Established
Michigan since 08/11/2000
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CHRISTIANS, ANDREW CHARLESTREASURER5275038
CUNNINGHAM, GREGORY HSENIOR VICE PRESIDENT6009077
LAMB, JEREMY LOUISSECRETARY4577771
PENMAN, JAMES CARLCEO2407009
VORHEES, ROY WEBSTER IVSENIOR VICE PRESIDENT4350755
BERNARD, JOHN XAVIERASSOCIATE6828249
MOLITOR, MICHAEL ARTHURASSOCIATE7453889
SADZEWICZ, GERY JOSEPHCHIEF COMPLIANCE OFFICER1090963
SHEA, THOMAS EDWARDFINOP2299633

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DONNELLY PENMAN & PARTNERS

CRD#: 104448Grosse Pointe Woods, MI 48236

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