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CRD#: 104448
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

DONNELLY PENMAN & PARTNERS is located at 63 Kercheval Avenue, Suite 112, Grosse Pointe Woods, MI 48236 and was first established at Chicago, Michigan in 08/11/2000. After operating for 25 years, DONNELLY PENMAN & PARTNERS has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DONNELLY PENMAN & PARTNERS’s clients are individuals and 0% of their clients are high net worth individuals. DONNELLY PENMAN & PARTNERS has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DONNELLY PENMAN & PARTNERS are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DONNELLY PENMAN & PARTNERS‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DONNELLY PENMAN & PARTNERS. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for DONNELLY PENMAN & PARTNERS Comes From

Understanding the Statistics for DONNELLY PENMAN & PARTNERS and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
63 Kercheval Avenue, Suite 112, Grosse Pointe Woods, MI 48236
Mailing Address
63 Kercheval Avenue, Suite 112, Grosse Pointe Woods, MI 48236
Firm Size
Small
Phone Number
(313) 446-9900
Established
Michigan since 08/11/2000
Firm Type
Corporation
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CHRISTIANS, ANDREW CHARLESTREASURER5275038
CUNNINGHAM, GREGORY HSENIOR VICE PRESIDENT6009077
LAMB, JEREMY LOUISSECRETARY4577771
PENMAN, JAMES CARLCEO2407009
VORHEES, ROY WEBSTER IVSENIOR VICE PRESIDENT4350755
BERNARD, JOHN XAVIERASSOCIATE6828249
MOLITOR, MICHAEL ARTHURASSOCIATE7453889
SADZEWICZ, GERY JOSEPHCHIEF COMPLIANCE OFFICER1090963
SHEA, THOMAS EDWARDFINOP2299633

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Advisor's working at DONNELLY PENMAN & PARTNERS

GS

Gery Joseph Sadzewicz

IAR
RR
CRD#: 1090963
Location:
Plainfield, IL
Company:
LAUREATE WEALTH MANAGEMENT, LLC
Disclosures:
Experience:
41 years
View Profile
TS

Thomas Edward Shea

Thomas E Shea, Tom E Shea
RR
CRD#: 2299633
Location:
Grosse Pointe Woods, MI 48236
Company:
DONNELLY PENMAN & PARTNERS
Disclosures:
Experience:
33 years
View Profile
RV

Roy Webster Vorhees IV

RR
CRD#: 4350755
Location:
Grosse Pointe Woods, MI 48236
Company:
DONNELLY PENMAN & PARTNERS
Disclosures:
Experience:
24 years
View Profile
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