Katherine Dunn Kletter
Professional summary
Katherine Dunn Kletter, who also goes by Katherine D Dunn, Katherine Dunn, is a registered financial professional currently at FTP SECURITIES LLC located in New York, New York.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 2019. Katherine has worked at 3 firms and has passed the Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Dunn Kletter's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2024 - Present
FTP SECURITIES LLC
Office #1: 90 Park Ave 16th Floor, New York, NY 10016November 30, 2023 - March 27, 2024
ICAPITAL MARKETS LLC
November 5, 2019 - November 30, 2023
ICAPITAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/5/2019
General Securities Representative ExaminationFINRA
Current Firm
FTP SECURITIES LLC
CRD#: 129356 / SEC#: , 8-66218
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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