Scott L. Kramer
CETERA INVESTMENT ADVISERS LLC
Vandalia, IL 62471
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CRD#: 6827813
Professional summary
Scott L Kramer, who also goes by Scott Louis Kramer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Vandalia, Illinois and CETERA WEALTH SERVICES, LLC located in Vandalia, Illinois.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Scott has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Louis Kramer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: THE FNB COMMUNITY BANK DBA FNB FINANCIAL ADIVSORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK / SECURITIES DBA START DATE: 11/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: I PROVIDE BROKERAGE AND ADVISORY SERVICES TO CLIENTS WHEN NEEDED; 2. NAME OF OTHER BUSINESS: SAINT ELIZABETH ANN SETON CATHOLIC CHURCH INVESTEMENT RELATED: NO ADDRESS: KINMUNDY, IL NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 06/2022 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: .25 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HELP MAKE DECISIONS FOR THE CHURCH; 3. NAME OF OTHER BUSINESS: VANDALIA LIONS CLUB INVESTEMENT RELATED: NO ADDRESS: VANDALIA, IL NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 08/2024 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HELP WITH COMMUNITY ACTIVITIES; 4. NAME OF OTHER BUSINESS: SCOTT KRAMER INVESTEMENT RELATED: NO ADDRESS: FARINA, IL NATURE OF BUSINESS: FARM / AGRICULTURE START DATE: 04/1994 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: FARM PART-TIME FOR OUR FAMILY FARM; 5. NAME OF OTHER BUSINESS: SCOTT KRAMER INVESTMENT RELATED: NO ADDRESS: FARINA, IL NATURE OF BUSINESS: FARM START DATE: 11//2017 POSITION/TITLE/RELATIONSHIP: OWNER / LANDLORD APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: FARM OWNER / LANDLORD;
CRS (Client Relationship Summary) - RIA
Click below to view Scott L Kramer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 311 Banker Blvd, Vandalia, IL 62471RIA
CRD#: 105644
Vandalia, IL
Current
December 5, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 311 Banker Blvd, Vandalia, IL 62471BD
CRD#: 13572
Vandalia, IL
Past
September 18, 2017 - April 24, 2024
EDWARD JONES
RIA
CRD#: 250
Vandalia, IL
Past
August 29, 2017 - April 24, 2024
EDWARD JONES
BD
CRD#: 250
Vandalia, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/5/2024)
RR
Illinois(12/5/2024)
IAR
Illinois(12/5/2024)
RR
Indiana(8/28/2025)
RR
Kentucky(12/5/2024)
RR
Missouri(12/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
