Patrick A. Yaghoobians

TUJUNGA, CA

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CRD#: 6827253

Professional summary

Patrick A Yaghoobians, CFP®, who also goes by Patrick Aram Yaghoobians, Patrick Yaghoobians, was a registered financial advisor .

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Patrick had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Aram Yaghoobians | Patrick Yaghoobians

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 6, 2025 - Present

TUJUNGA, CA

Past

September 28, 2023 - September 22, 2025

EMPIRICAL WEALTH MANAGEMENT

RIA

CRD#: 152622

Los Angeles, CA

Past

March 2, 2021 - September 19, 2023

HORST & GRABEN WEALTH MANAGEMENT, LLC

RIA

CRD#: 297368

Tujunga, CA

Past

August 8, 2019 - February 2, 2021

MORGAN STANLEY

RIA

CRD#: 149777

PASADENA, CA

Past

June 7, 2019 - February 2, 2021

MORGAN STANLEY

CRD#: 149777

PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/7/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/15/2019

Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick A. Yaghoobians

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EMPIRICAL WEALTH MANAGEMENT

HORST & GRABEN WEALTH MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2019

Series 7TO

Date: 6/7/2019

SIE

Date: 3/15/2019

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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