Randy Morgan
Professional summary
Randy Morgan, who also goes by Randolph Carey Morgan, Randolph Morgan, Randy Carey Morgan, Randy Morgan, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Peoria, Arizona.
Randy is registered as a RR (Registered Representative) and started their career in finance in 2017. Randy has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Randy Morgan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 7565 West Bell Road, Peoria, AZ 85382December 17, 2024 - March 9, 2026
MORGAN STANLEY
December 17, 2024 - March 9, 2026
MORGAN STANLEY
January 11, 2021 - August 8, 2024
VANGUARD ADVISERS, INC.
December 14, 2017 - August 8, 2024
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2026)
Exams
Series 7TO
Date: 11/19/2019
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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