Eric Schwartz

RETIRABLE

NEW YORK, NY 10003

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CRD#: 6826428

Professional summary

Eric Schwartz, CFP®, who also goes by Eric B Schwartz, Eric Brian Schwartz, is a registered financial advisor currently at RETIRABLE located in New York, New York.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Eric has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric B Schwartz | Eric Brian Schwartz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Schwartz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

March 21, 2023 - Present

RETIRABLE

Office #1: 900 Broadway Suite 808, New York, NY 10003

RIA

CRD#: 307472

NEW YORK, NY

Past

December 23, 2021 - February 24, 2023

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

NEW YORK, NY

Past

February 11, 2020 - July 8, 2021

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Wilmington, DE

Past

February 11, 2020 - July 8, 2021

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

WILMINGTON, DE

Past

September 27, 2019 - January 29, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

MONTCHANIN, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIRABLE

RETIRABLE | RETIRABLE INC.

CRD#: 307472 / SEC#: 801-118535

RIA

Registered Investment Advisory firm - (4/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/11/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/27/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/29/2019

Securities Industry Essentials Examination

Current Firm

RETIRABLE

RETIRABLE | RETIRABLE INC.

CRD#: 307472 / SEC#: 801-118535

RIA

Registered Investment Advisory firm - (4/27/2020 Approved)

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Contact information

Main Address

900 Broadway Suite 808, New York, NY 10003

Mailing Address

Phone number

(833) 222-1807

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RETIRABLE ADV OTA PART 2A FYE 2024 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,396
AUM (Assets Under Management)	$ 130,640,709

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric Schwartz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Schwartz's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORNOR, TOWNSEND & KENT, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

RETIRABLE

State Registrations and Notice Filings

Exams

Series 66

Date: 1/11/2020

Series 7TO

Date: 9/27/2019

SIE

Date: 3/29/2019

Current Firm

RETIRABLE

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIRABLE

TRUST BUT VERIFY

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