Benjamin M. Levy

FREEMAN FINANCIAL LLC

Needham, MA 02492

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CRD#: 6826195

Professional summary

Benjamin Morris Levy is a registered financial advisor currently at FREEMAN FINANCIAL LLC located in Needham, Massachusetts.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Benjamin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Auditor at David A Levy CPA PC. This is not investment related. Address: 20 Freeman Place, Needham, MA 02492. Worked at firm since May 2014. Spend approximately 175 hours per month working at the firm, most of which is during trading hours. Duties include tax and audit services and general accounting services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Morris Levy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2017 - Present

FREEMAN FINANCIAL LLC

Office #1: 20 Freeman Place, Needham, MA 02492

RIA

CRD#: 288904

Needham, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2015

Uniform Investment Adviser Law Examination

Current Firm

FREEMAN FINANCIAL LLC

CRD#: 288904 / SEC#:

Massachusetts

Registered Investment Advisory firm - (7/24/2017 Approved)

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Contact information

Main Address

20 Freeman Place, Needham, MA 02492

Mailing Address

Phone number

(617) 752-1515

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 4,909,090

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin M. Levy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Morris Levy's CRS (Customer Relationship Summary).

Certified licenses

Experience

FREEMAN FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2015

Current Firm

FREEMAN FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FREEMAN FINANCIAL LLC

TRUST BUT VERIFY

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