John D. Peters
Professional summary
John Daniel Peters, AIF®, who also goes by John D Peters, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Milan, Illinois and CETERA INVESTMENT SERVICES LLC located in Bettendorf, Iowa.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. John has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Daniel Peters's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2017 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2009 E 10th Ave, Milan, IL 61264July 28, 2017 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 4413 53rd Ave, Bettendorf, IA 52722Office #2: 2009 E.10th Avenue, Milan, IL 61264Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2021)
(8/16/2022)
(8/16/2021)
(8/16/2021)
(1/2/2025)
(11/15/2017)
(11/15/2017)
(8/19/2022)
(2/16/2018)
(8/16/2021)
(4/9/2021)
(9/25/2024)
(1/2/2025)
(1/2/2025)
(7/15/2025)
(4/11/2022)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Milan, IL 61264TRUST BUT VERIFY
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