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Oluwaseun Aboderin

CRD# 6825847·Registered 2018 - 2024
Previously Registered: Being a previously registered professional could mean that Oluwaseun is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Oluwaseun Aboderin was a registered financial advisor. Oluwaseun was a previously registered financial professional and started their career in finance 2018 - 2024. Oluwaseun had worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

GALAXY DIGITAL PARTNERS LLC·CRD# 289605
BD
New York, NY
May 3, 2022 - November 13, 2024
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
December 7, 2018 - March 29, 2022

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Current Firm

GD
GALAXY DIGITAL PARTNERS LLC

GALAXY DIGITAL ADVISORS LLC | J. FRED MUGGS SECURITIES LLC | GALAXY DIGITAL PARTNERS LLC

CRD#: 289605 / SEC#: 8-70001
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

300 Vesey Street 13th Floor, New York, NY, 10282

Mailing Address

300 Vesey Street 13th Floor, New York, NY, 10282

Phone Number

(347) 229-4993

Established

New York since 07/18/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GALAXY DIGITAL LPSOLE MEMBER—
ALAYO, JUNNETTE DALENNACCO7478032
ASHE, MICHAEL LAWRENCECEO4839353
ROACH, PATRICK JOSEPHFINOP/CFO/PFO2296361
ROACH, PATRICK JOSEPHCOO/POO2296361

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2018About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Mar 2022About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Dec 2018About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2018About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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