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MN

Margaret M. Nick

TPG CAPITAL BD
New York, NY 10167
Some features on this profile are disabled
CRD#: 6825523
MN
Margaret Mary NickTPG CAPITAL BD

Professional summary

Margaret Mary Nick, CFA, who also goes by Maggie Nick, Margaret Nick, is a registered financial professional currently at TPG CAPITAL BD, LLC located in New York, New York.

Margaret is registered as a RR (Registered Representative) and started their career in finance in 2018. Margaret has worked at 4 firms and has passed the Series 66, Series 31, SIE and Series 7 exams.

Aliases

Maggie Nick | Margaret Nick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Margaret Mary Nick's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

July 8, 2026 - Present

TPG CAPITAL BD, LLC

Office #1: 245 Park Avenue 26th Floor, New York, NY 10167
BD
CRD#: 143876
New York, NY
Past

June 28, 2023 - June 8, 2026

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
New York, NY
Past

June 28, 2023 - June 8, 2026

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY
Past

November 20, 2018 - March 2, 2022

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
NEW YORK, NY
Past

September 27, 2018 - March 2, 2022

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/8/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/19/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 12/13/2018
Futures Managed Funds Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/27/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TPG CAPITAL BD, LLC
TPG CAPITAL BD, LLC

CRD#: 143876 / SEC#: , 8-67616

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Mailing Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Phone number
(817) 871-4000
Established
Texas since 03/21/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TPG BD ADVISORS, LLCSOLE MEMBER
DAVIDSON, MARTIN LOUISFINOP AND PRINCIPAL FINANCIAL OFFICER5330788
UMAYAM, MICHAELCHIEF COMPLIANCE OFFICER6814011
WEINGART, JACK CHARLESCEO1879144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TPG CAPITAL BD, LLC

CRD#: 143876New York, NY 10167

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