Robert J. Baumann
Professional summary
Robert James Baumann Jr, who also goes by Robert James Baumann, Robert Baumann, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2017. Robert has worked at 4 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert James Baumann Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 2, 2022 - December 15, 2022
TD PRIVATE CLIENT WEALTH LLC
October 16, 2017 - January 29, 2018
MCADAM LLC
August 30, 2017 - November 15, 2017
PURSHE KAPLAN STERLING INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2025)
(9/23/2025)
(10/14/2025)
(10/9/2025)
Exams
Series 6TO
Date: 7/9/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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