Kimberly G. Mamaril
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Grace Mamaril, AIF®, who also goes by Kimberly Mamaril, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2017. Kimberly had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2024 - January 7, 2025
LAS OLAS CAPITAL ADVISORS, LLC
July 1, 2022 - July 18, 2023
KESTRA ADVISORY SERVICES, LLC
November 2, 2019 - June 17, 2022
CIC WEALTH, LLC
September 18, 2017 - June 26, 2019
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
LAS OLAS CAPITAL ADVISORS, LLC
CRD#: 175077 / SEC#: 801-100492
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAS OLAS CAPITAL ADVISORS, LLC
CRD#: 175077 / SEC#: 801-100492
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 43 |
| AUM (Assets Under Management) | $ 386,538,239 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
