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AS

Alexandre M. Sanaa

ODDO BHF NEW YORK
New York, NY 10022
Some features on this profile are disabled
CRD#: 6824399
AS

Professional summary


Alexandre Mehdi, Luigi Sanaa is a registered financial professional currently at ODDO BHF NEW YORK CORPORATION located in New York, New York.

Alexandre is registered as a RR (Registered Representative) and started their career in finance in 2017. Alexandre has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Alexandre Mehdi, Luigi Sanaa's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 12, 2017 - Present

ODDO BHF NEW YORK CORPORATION

Office #1: 150 East 52nd Street 5th Floor, New York, NY 10022
BD
CRD#: 45104
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/4/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 10/4/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


OB
ODDO BHF NEW YORK CORPORATION
ODDO BHF NEW YORK CORPORATION | ODDO SECURITIES CORPORATION | ODDO NEW YORK CORPORATION

CRD#: 45104 / SEC#: , 8-50975

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
150 East 52nd Street 5th Floor, New York, NY 10022
Mailing Address
150 East 52nd Street 5th Floor, New York, NY 10022
Phone number
(646) 723-7405
Established
New York since 06/02/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ODDO BHF SCA, FORMERLY, ODDO ET CIE S.C.A.SHAREHOLDER
ARRIVE, MAGALIDIRECTOR8081629
CHARBIT, GREGOIREDIRECTOR4707061
DESMARAIS, MATTHIASDIRECTOR8084250
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
GLYNN, MICHAEL GERARDFINOP/PFO3219445
HARRIS, MITCHELL EVANCHAIRMAN4359464
OUAHNIA, OLIVIERDIRECTOR7346334
ROGER, LOUIS-PAULCHIEF COMPLIANCE OFFICER5066620
ROGER, LOUIS-PAULCHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER5066620
ZAHN, CHRISTIANDIRECTOR8081471

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ODDO BHF NEW YORK CORPORATION

CRD#: 45104New York, NY 10022

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