Hasnain Ali

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CRD#: 6823396

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Hasnain Ali was a registered financial professional .

Hasnain is a previously registered financial professional and started their career in finance in 2018. Hasnain had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

J Safra Asset Management Corporation - 546 5th Avenue New York, NY 10036 - Assistant Vice President - (investment-related)

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 4, 2022 - January 3, 2023

J. SAFRA ASSET MANAGEMENT CORPORATION

RIA

CRD#: 131243

NEW YORK CITY, NY

Past

April 11, 2022 - January 3, 2023

SAFRA SECURITIES LLC

CRD#: 47873

NEW YORK, NY

Past

August 26, 2020 - March 1, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

NEW YORK, NY

Past

March 8, 2018 - March 1, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. SAFRA ASSET MANAGEMENT CORPORATION

J. SAFRA ASSET MANAGEMENT CORPORATION | SAFRA ASSET MANAGEMENT CORPORATION

CRD#: 131243 / SEC#: 801-63032

RIA

Registered Investment Advisory firm - (4/15/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/13/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/2018

General Securities Representative Examination

Current Firm

J. SAFRA ASSET MANAGEMENT CORPORATION

J. SAFRA ASSET MANAGEMENT CORPORATION | SAFRA ASSET MANAGEMENT CORPORATION

CRD#: 131243 / SEC#: 801-63032

RIA

Registered Investment Advisory firm - (4/15/2004 Approved)

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Contact information

Main Address

546 Fifth Avenue, New York City, NY 10036

Mailing Address

Phone number

(212) 704-5553

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JSAM ADV PART II BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,955
AUM (Assets Under Management)	$ 4,602,669,883

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/27/2024	Cover Page	Report
02/27/2024	Cover Page	Report
03/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hasnain Ali

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

J. SAFRA ASSET MANAGEMENT CORPORATION

SAFRA SECURITIES LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

J. SAFRA ASSET MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 9/13/2018

SIE

Date: 10/1/2018

Series 7

Date: 3/8/2018

Current Firm

J. SAFRA ASSET MANAGEMENT CORPORATION

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

J. SAFRA ASSET MANAGEMENT CORPORATION

TRUST BUT VERIFY

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