Daniel R. Banks
STRATEGIC ADVISERS LLC | Financial Consultant
NASHVILLE, TN
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CRD#: 6823072
Professional summary
Daniel Robert Banks, CFP®, who also goes by Daniel Banks, Dan Robert Banks, Daniel Robert Banks, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Nashville, Tennessee and FIDELITY BROKERAGE SERVICES LLC located in Nashville, Tennessee.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Daniel has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
As a Certified Financial Planning Professional, I strive to co-create a financial plan with each of my clients. I've seen the benefits and repercussions for those with and without a thorough plan. I have experienced this personally and professionally and it is my goal to partner with families to build a plan they can articulate, follow, and provide a peace of mind.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Banks | Dan Robert Banks | Daniel Robert Banks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Robert Banks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Western Kentucky University
Bachelor of Science (BS) - Financial Management
2017
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1610 West End Avenue Suite 103, Nashville, TN 37203RIA
CRD#: 104555
NASHVILLE, TN
Current
September 25, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1610 West End Avenue Suite 103, Nashville, TN 37203BD
CRD#: 7784
Nashville, TN
Past
November 21, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
FRANKLIN, TN
Past
August 7, 2017 - September 20, 2019
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/9/2025)
RR
Arizona(11/22/2023)
RR
Arkansas(2/27/2023)
RR
California(9/25/2019)
RR
Colorado(9/25/2019)
RR
Connecticut(9/29/2023)
RR
Florida(9/25/2019)
RR
Georgia(6/13/2024)
RR
Indiana(9/25/2019)
RR
Kansas(8/4/2022)
RR
Kentucky(9/25/2019)
RR
Louisiana(1/3/2020)
RR
Maryland(5/3/2023)
RR
Massachusetts(7/21/2023)
RR
Mississippi(9/25/2019)
RR
Missouri(3/2/2024)
RR
New Jersey(1/3/2025)
RR
New York(1/16/2024)
RR
North Carolina(5/19/2023)
RR
Oklahoma(1/3/2025)
RR
Pennsylvania(3/6/2023)
RR
South Carolina(9/25/2019)
RR
Tennessee(9/25/2019)
IAR
Tennessee(3/31/2025)
RR
Texas(9/25/2019)
IAR
Texas(3/31/2025)
RR
Utah(9/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Nashville, TNTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
