Neil N. Patil
Professional summary
Neil Navin Patil, who also goes by Neil Patil, is a registered financial professional currently at TOWER PRINCIPAL MARKETS LLC located in Chicago, Illinois.
Neil is registered as a RR (Registered Representative) and started their career in finance in 2018. Neil has worked at 5 firms and has passed the Series 63, Series 57TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Neil Navin Patil's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2025 - Present
TOWER PRINCIPAL MARKETS LLC
Office #1: 330 N Wabash Suite 1450, Chicago, IL 60611October 12, 2023 - February 26, 2025
CTC, LLC
March 12, 2021 - September 22, 2022
FLOW TRADERS U.S. LLC
April 4, 2019 - December 16, 2019
GLC SECURITIES, LLC
August 13, 2018 - April 2, 2019
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 3/12/2021
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TOWER PRINCIPAL MARKETS LLC
CRD#: 319604 / SEC#: , 8-70919
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | PRINCIPAL OPERATIONS OFFICER & FINOP | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| SHEDID, MARWA MAHMOUD | CHIEF OPERATING OFFFICER | 5470002 |
| WILSON, KENNETH NIXON | CEO | 3014927 |
Red Flags
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