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RA

Robert J. Alessandro

LBMZ SECURITIES
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 6822630
RA

Professional summary

Robert John Alessandro, who also goes by Rob Alessandro, Robert Alessandro, is a registered financial professional currently at LBMZ SECURITIES, INC. located in Chicago, Illinois.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2017. Robert has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rob Alessandro | Robert Alessandro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert John Alessandro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 11, 2025 - Present

LBMZ SECURITIES, INC.

Office #1: 101 North Wacker Drive Suite 1500, Chicago, IL 60606
BD
CRD#: 7874
CHICAGO, IL
Past

January 23, 2019 - December 1, 2025

HARBOR FUNDS DISTRIBUTORS, INC.

BD
CRD#: 113506
BOSTON, MA
Past

September 20, 2017 - December 20, 2018

MCADAM LLC

RIA
CRD#: 170914
Boston, MA
Past

July 26, 2017 - June 11, 2018

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Boston, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(12/11/2025)
RR
Delaware
(12/11/2025)
RR
District of Columbia
(12/11/2025)
RR
Florida
(12/11/2025)
RR
Maine
(12/11/2025)
RR
Maryland
(12/11/2025)
RR
Massachusetts
(12/11/2025)
RR
New Hampshire
(12/11/2025)
RR
New Jersey
(12/11/2025)
RR
New York
(12/11/2025)
RR
Pennsylvania
(12/11/2025)
RR
Rhode Island
(12/11/2025)
RR
Vermont
(12/11/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/7/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/10/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/26/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/11/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/26/2017
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LBMZ SECURITIES, INC.
LBMZ SECURITIES, INC. | ZACKS TRADE | ZACKS AND COMPANY | ZACKS & COMPANY, INC. | ZACKS & COMPANY

CRD#: 7874 / SEC#: , 8-23266

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705
Mailing Address
101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705
Phone number
(312) 630-9880
Established
Illinois since 09/20/1978
Firm type
Corporation
Fiscal year end
November
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FRANCINE ZACKS 2012 GIFT TRUSTOWNER
CALDER, JUDITH ANNCHIEF COMPLIANCE OFFICER38260
COLOMBO, DOUGLAS NMNFINOP1858351
ZACKS, LEONARD HARVEYPRESIDENT & DIRECTOR806891
ZACKS, MITCHEL ETHANTRUSTEE FOR THE FRANCINE ZACKS 2012 GIFT TRUST2649079

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LBMZ SECURITIES, INC.

CRD#: 7874Chicago, IL 60606

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