Ryan P. Gaitan
Professional summary
Ryan Patrick Gaitan is a registered financial professional currently at LIFESCI CAPITAL located in New York, New York.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2018. Ryan has worked at 2 firms and has passed the Series 63, Series 66, Series 79TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Patrick Gaitan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2022 - Present
LIFESCI CAPITAL
Office #1: 1700 Broadway 40th Floor, New York, NY 10019May 7, 2018 - July 11, 2018
OSAIC SERVICES, INC.
April 16, 2018 - July 11, 2018
OSAIC SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2022)
Exams
Series 79TO
Date: 2/20/2025
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 2/25/2022
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
LIFESCI CAPITAL
CRD#: 168404 / SEC#: , 8-69305
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDONALD, ANDREW IAN | CHIEF EXECUTIVE OFFICER & OWNER | 4853168 |
| RICE, MICHAEL YEHUDA | PRESIDENT & OWNER | 1551556 |
| BENDER, STEVEN CHRISTOPHER | CFO/ FINOP | 2650187 |
| EVERTTS, ADAM GERALD | DOR - DIRECTOR OF RESERACH | 6240428 |
| KARMIOL, MICHAEL BRETT | HEAD OF CAPITAL MARKETS | 4264477 |
| VISCO, GLENN | CHIEF COMPLIANCE OFFICER | 2407619 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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