SS
Samuel T. Scarpone
CONCORDE ASSET MANAGEMENT
West Linn, OR 97068
Some features on this profile are disabled
CRD#: 6821414
SS
Professional summary
Samuel Tucker Scarpone, who also goes by Sammy T Scarpone, Sammy Tucker Scarpone, Samuel T Scarpone, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in West Linn, Oregon and CONCORDE INVESTMENT SERVICES, LLC located in Vancouver, Washington.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Samuel has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sammy T Scarpone | Sammy Tucker Scarpone | Samuel T Scarpone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Wealth Investment Services DBA for securities related activities , Vancouver WA , Registered Representative , full time during trading hours. 2) Concorde Insurance Agency, Investment related, Livonia Mi , Insurance Agent 02/2023, full time during trading hours. Sell insurance products. 3) WULA/Manhattan Life, Investment related. Spokane, WA. Producer selling insurance products. 1-5 hours during non-trading hours, 1-5 during trading hours. 4) Alpine Brokerage, Investment related, 112 G Center Blvd, Marlton NJ, 08053. Producer selling and servicing annuities and insurance, Start date 03/06/2023, 21-40 hours/month during non trading and trading hours. 5) Concorde Asset Management, Investment related, Livonia Mi, Investment Advisor Representative, advising clients on investment decisions, Start date 05/29/2023, 21-40 hours/month during non trading hours and trading hours. 6) The Ohio State Life Insurance Company- NexAnnuity, Investment related, PO Box 25417, Salt Lake City UT, 84125. Producer, selling fixed and indexed annuities. Start date 08/01/2023. 6-10 hours/month during non trading hours. 6-10 hours/month during trading hours. 7) Quantum, Investment related, 18700 N Hayden Rd Suite 310, Scottsdale, AZ 85255. Producer, selling annuities, Start date 11/06/2023, 1-5 hours/month during non business hours, 1-5 hours/month during business hours. 8) American National Ins Co (ANICO). Investment related. Start date: May 2024. Licensed insurance agent Selling various types of annuities and life insurance. West Linn, OR. 1-5 hours/month during trading hours. 9) Lincoln Financial Group. Investment related. Start date: May 2024. Licensed insurance agent Selling various types of annuities and life insurance. West Linn, OR. 1-5 hours/month during trading hours. 10) Wilsonville-Kitakata Sister City Advisory Board. Non-investment related. Start date: January 2022. Volunteer position for neighboring city fostering economic and academic ties and student exchanges between the City of Wilsonville, Oregon and Kitakata, Japan. Position-Vice Chair. Wilsonville, OR. Mainly I help to organize meeting between city officials and volunteers and organize middle school and high school student exchanges. 1-5 hours/month during trading hours. 11) SRA. Investment related. West Linn, OR. Producer, selling/establishing 831(b) plans. Start date: 11/2024. 1-5 hours/month during trading hours, 1-5 hours/month during non-trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Tucker Scarpone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2023 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 1800 Blakenship Rd Suite 214, West Linn, OR 97068Office #2: 201 Ne Park Plaza Drive Suite 225, Vancouver, WA 98684RIA
CRD#: 140367
West Linn, OR
Current
February 21, 2023 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 201 Ne Park Plaza Drive Suite 200, Vancouver, WA 98684Office #2: 1800 Blakenship Rd Suite 214, West Linn, OR 97068BD
CRD#: 151604
Vancouver, WA
Past
July 31, 2017 - February 18, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CLACKAMAS, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/11/2025)
IAR
Alaska(9/23/2025)
RR
California(3/19/2024)
RR
Florida(8/23/2024)
RR
Georgia(1/21/2025)
IAR
Georgia(1/22/2025)
RR
Iowa(2/3/2025)
IAR
Iowa(2/3/2025)
RR
New Jersey(8/19/2024)
RR
Oklahoma(1/21/2025)
IAR
Oklahoma(1/21/2025)
RR
Oregon(2/21/2023)
IAR
Oregon(7/5/2023)
RR
Pennsylvania(8/23/2024)
RR
Rhode Island(3/11/2025)
RR
Texas(7/24/2024)
IAR
Texas(12/18/2024)
RR
Virginia(12/6/2024)
RR
Washington(2/21/2023)
IAR
Washington(6/2/2023)
RR
Wisconsin(8/13/2024)
RR
Wyoming(12/17/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/25/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
