Rachel S. Mullan
Professional summary
Rachel Schwehm Mullan, who also goes by Rachel Mullan, Rachel Christine Schwehm, is a registered financial professional currently at KIPPSDESANTO & COMPANY located in Mclean, Virginia and CAPITAL ONE SECURITIES, INC. located in New Orleans, Louisiana.
Rachel is registered as a RR (Registered Representative) and started their career in finance in 2020. Rachel has worked at 3 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rachel Schwehm Mullan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2020 - Present
KIPPSDESANTO & COMPANY
Office #1: 1675 Capital One Dr. Suite 1200, Mclean, VA 22102May 18, 2020 - Present
CAPITAL ONE SECURITIES, INC.
Office #1: 201 St. Charles Avenue Suite 1830, New Orleans, LA 70170December 2, 2021 - Present
TRIPLETREE, LLC
Office #1: 8200 Normandale Lake Blvd 7th Floor, Minneapolis, MN 55437State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/18/2020)
Exams
FINRA
Nasdaq Stock Market
Current Firm
TRIPLETREE, LLC
CRD#: 42820 / SEC#: , 8-50015
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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