Douglas C. Adams
Professional summary
Douglas Christian Adams, who also goes by Douglas Adams, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Atlanta, Georgia.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2017. Douglas has worked at 3 firms and has passed the Series 63, Series 50, SIE, Series 79 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Christian Adams's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2024 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 1175 Peachtree St. Ne Suite 1000, Atlanta, GA 30361June 19, 2019 - June 17, 2022
PNC CAPITAL MARKETS LLC
August 29, 2017 - May 20, 2019
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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