Alec C. Glassman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alec Cohen Glassman, who also goes by Alec Glassman, was a registered financial professional .
Alec is a previously registered financial professional and started their career in finance in 2017. Alec had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2022 - July 15, 2024
CARVER EDISON CAPITAL, LLC
June 21, 2022 - July 15, 2024
FIRST LIBERTIES FINANCIAL
March 16, 2018 - August 11, 2020
BNP PARIBAS SECURITIES CORP.
August 21, 2017 - July 9, 2018
BNP PARIBAS PRIME BROKERAGE, INC.
August 9, 2017 - August 24, 2017
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARVER EDISON CAPITAL, LLC
CRD#: 315151 / SEC#: , 8-70734
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
