Andrew Rodriguez

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY | Investment Consultant

TAMPA, FL 33602

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CRD#: 6818950

Professional summary

Andrew Rodriguez, who also goes by Andrew Thomas Rodriguez, Andrew Rodriguez, is a registered financial advisor currently at WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY located in Tampa, Florida.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Andrew has worked at 6 firms and has passed the Series 66, Series 63, Series 7, SIE and Series 6 exams.

Biography

I aim to develop strong relationships and leverage Fidelity's resources to empower our clients on the path to their financial goals. Together we will build a comprehensive and personalized financial plan to create a road map for your future.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Thomas Rodriguez | Andrew Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Rodriguez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Richard Stockton College of New Jersey

Bachelor of Science (BS) - Marine Science

2014

Experience

Current

March 20, 2026 - Present

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

Office #1: 111 W. Oak Avenue Ste 450, Tampa, FL 33602

RIA

CRD#: 206518

TAMPA, FL

Past

March 31, 2025 - March 17, 2026

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SARASOTA, FL

Past

February 10, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SARASOTA, FL

Past

April 29, 2020 - March 17, 2026

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SARASOTA, FL

Past

November 20, 2018 - March 10, 2020

MORGAN STANLEY

RIA

CRD#: 149777

TAMPA, FL

Past

October 8, 2018 - March 10, 2020

MORGAN STANLEY

CRD#: 149777

TAMPA, FL

Past

December 12, 2017 - July 27, 2018

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

CRD#: 206518 / SEC#: 801-127246

RIA

Registered Investment Advisory firm - (1/20/2023 Approved)

Florida

Registered Investment Advisory firm - (7/17/2023 Terminated)

Georgia

Registered Investment Advisory firm - (8/3/2023 Terminated)

Illinois

Registered Investment Advisory firm - (7/17/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/17/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/19/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/21/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/8/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/12/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

CRD#: 206518 / SEC#: 801-127246

RIA

Registered Investment Advisory firm - (1/20/2023 Approved)

Florida

Registered Investment Advisory firm - (7/17/2023 Terminated)

Georgia

Registered Investment Advisory firm - (8/3/2023 Terminated)

Illinois

Registered Investment Advisory firm - (7/17/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/17/2023 Terminated)

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Contact information

Main Address

111 W. Oak Avenue Ste 450, Tampa, FL 33602

Mailing Address

Phone number

(866) 929-3258

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (8/5/2025)

Regulatory assets under management

Total Number of Accounts	582
AUM (Assets Under Management)	$ 220,278,095

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Andrew Rodriguez

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Education

Richard Stockton College of New Jersey

Experience

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

MORGAN STANLEY

MORGAN STANLEY

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 11/19/2018

Series 63

Date: 12/21/2017

Series 7

Date: 10/8/2018

SIE

Date: 7/27/2018

Series 6

Date: 12/12/2017

Current Firm

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

TRUST BUT VERIFY

Contact information

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