GD
Guillaume N. Desjardins-tessier
RAYMOND JAMES (USA) LTD.
Montreal, H3B 4W5
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CRD#: 6817275
GD
Professional summary
Guillaume N/a Desjardins-tessier, who also goes by Guillaume Desjardins-tessier, Guillaume N/a Desjardins-tessier, Guillaume D Tessier, Guillaume Tessier, is a registered financial advisor currently at RAYMOND JAMES (USA) LTD. .
Guillaume is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Guillaume has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Guillaume Desjardins-Tessier | Guillaume N/a Desjardins-Tessier | Guillaume D Tessier | Guillaume Tessier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Raymond James Ltd ("RJL"), a registered investment dealer with CIRO, is the Canadian affiliate and parent company of Raymond James ( USA) Ltd. The business is investment related. Guillaume Desjardins Tessier is located at 1000, rue de la Gauchetiere Ouest, Bureau 2600 Montreal Quebec Canada H3B 4W5 and has been employed since 2017/05/15 . He is a full time employee and his title with RJL is "Investment Advisor". He devotes 160 hours a month to his business during business and trading hours. His job duties include sales. 2) Centre de la petite enfance-les petits lapins offers daycare services for children. The business is not investment -related. it is located at 1355 rue Clemenceau, Verdun, QC, Canada H4H 2R2 and Guillaume Desjardins Tessier has been a board member since October 1,2014. He devotes 3 hours a month to this business and never during trading hours. His duties includes Participate in the sessions of the Board of Directors at the annual meeting, drafting of minutes.
CRS (Client Relationship Summary) - RIA
Click below to view Guillaume N/a Desjardins-tessier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2017 - Present
RAYMOND JAMES (USA) LTD.
Office #1: 1000 De La Gauchetiere West Suite 2600, Montreal, H3B 4W5RIA
BD
CRD#: 25853
Montreal,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/27/2017)
IAR
New Hampshire(3/8/2023)
IAR
Texas(7/29/2020)
Exams
Current Firm
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
925 West Georgia Street - 2100, Vancouver, V6C3L2
Mailing Address
925 West Georgia Street - 2100, Vancouver, B.c., V6C 3L2
Phone number
(604) 659-8200
Established
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
175
SEC notice filing (31 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES LTD. | OWNER | |
| AYYUB, HARRIS | SR. MANAGER & CHIEF COMPLIANCE OFFICER (ACTING) | 7789868 |
| BALEZENTIS, PATRICIA | DIRECTOR | 2262711 |
| BARKO, SHAWN JOSEPH | DIRECTOR | 2690394 |
| BOYLE, SEAN PATRICK | DIRECTOR | 5517025 |
| LIM, CHRISTOPHER JOHN | CHIEF FINANCIAL OFFICER | 6090679 |
| MARCUS, STEVEN ROBERT | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2820004 |
| SERBANOS, EFSTRATIOS MICHAEL | GENERAL COUNSEL | 2267667 |
Regulatory assets under management
| Total Number of Accounts | 4,869 |
| AUM (Assets Under Management) | $ 1,991,381,912 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
