AF
Alexander B. Fitch
CETERA INVESTMENT ADVISERS LLC
BELLEVUE, WA 98004
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CRD#: 6817114
AF
Professional summary
Alexander Barrett Fitch, who also goes by Alexander Fitch, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bellevue, Washington and CETERA WEALTH SERVICES, LLC located in Bellevue, Washington.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Alexander has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexander Fitch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY:SWEDISH HOSPITAL; No; 747 BROADWAY; SEATTLE; WA; 98122; NON-PROFIT ORGANIZATION; COORDINATOR; 6/7/2017; 5; 0; ASSIST IN COORDINATING AND PLANNING COMMUNITY EVENTS.| 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 10655 NE 4TH ST STE 300; BELLEVUE; WA; 98006; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 7/6/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.| 3. NAME OF ENTITY: Helping with a Book version update as a co-author; Yes; 8404 128th Ave SE; Newcastle; WA; 98056; Co-author with two other authors on a book.; Consultant; 3/8/2021; 5; 0; Review, collaborate and make recommendations on chapter 3. That chapter is titled �??It�??s never too late to save�?. A major part of my contributions will be charting & writing chapter 3.| 4. NAME OF OTHER BUSINESS: WESTSTAR PROSPERITY PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: IAR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: FITCH FINANCIAL LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX ENTITY; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: OWNER/MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC FOR TAX PURPOSES;
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Barrett Fitch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10801 Main St Ste 201, Bellevue, WA 98004RIA
CRD#: 105644
BELLEVUE, WA
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2018 156th Ave Ne, Suite 100, Bellevue, WA 98007BD
CRD#: 13572
Bellevue, WA
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BELLEVUE, WA
Past
October 20, 2017 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BELLEVUE, WA
Past
August 15, 2017 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2021)
RR
Colorado(10/14/2025)
RR
Illinois(8/12/2021)
RR
Indiana(1/2/2025)
RR
Minnesota(2/14/2022)
RR
Nevada(6/9/2021)
RR
Ohio(10/30/2024)
RR
Oregon(6/9/2021)
RR
Texas(9/19/2023)
IAR
Texas(10/19/2023)
RR
Washington(6/9/2021)
IAR
Washington(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
