Dmond J. Shaw
Professional summary
Dmond Jerrol Shaw, who also goes by Dmond J Shaw, Dmond Shaw, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Plano, Texas.
Dmond is registered as a RR (Registered Representative) and started their career in finance in 2017. Dmond has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dmond Jerrol Shaw's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Ave, Plano, TX 75024August 15, 2024 - January 6, 2026
FISHER INVESTMENTS
October 16, 2023 - May 13, 2024
VOYA FINANCIAL ADVISORS, INC.
October 16, 2023 - May 13, 2024
VOYA FINANCIAL ADVISORS, INC.
February 1, 2023 - October 13, 2023
CITIZENS SECURITIES, INC.
February 1, 2023 - October 13, 2023
CITIZENS SECURITIES, INC.
January 23, 2021 - December 21, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 21, 2017 - December 21, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2026)
Exams
Series 7TO
Date: 9/16/2019
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
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Company Information
VANGUARD MARKETING CORPORATION
CRD#: 7452Plano, TX 75024TRUST BUT VERIFY
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