AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
AS

Aaron H. Simon

BC PARTNERS SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 6816748
AS
Aaron Harris SimonBC PARTNERS SECURITIES

Professional summary


Aaron Harris Simon, who also goes by Aaron Simon, is a registered financial professional currently at BC PARTNERS SECURITIES LLC located in New York, New York.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 2018. Aaron has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.

Aliases


Aaron Simon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Aaron Harris Simon's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 30, 2026 - Present

BC PARTNERS SECURITIES LLC

Office #1: 650 Madison Ave 3rd Floor, New York, NY 10022
BD
CRD#: 300947
New York, NY
Past

July 16, 2018 - September 21, 2020

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/20/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/29/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BP
BC PARTNERS SECURITIES LLC
BC PARTNERS SECURITIES LLC

CRD#: 300947 / SEC#: , 8-70308

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information


Main Address
650 Madison Avenue 3rd Floor, New York, NY 10022
Mailing Address
650 Madison Ave 3rd Floor, New York, NY 10022
Phone number
(212) 891-8220
Established
Delaware since 12/17/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
BC PARTNERS INCPARENT OWNER
FOX, GERHARD ROBERTCHIEF COMPLIANCE OFFICER2796860
LELAND, DAVID JARETTCHIEF EXECUTIVE OFFICER2952155
SHAW, ANTHONYFINOP/PFO/POO7338445

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BC PARTNERS SECURITIES LLC

CRD#: 300947New York, NY 10022

TRUST BUT VERIFY

Monitor Aaron Simon

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Anita Narendra Srivastava
Anita SrivastavaAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Paramus, NJ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.