Conor P. Duffy
STRATEGIC ADVISERS LLC | Planning Consultant
NEEDHAM, MA
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CRD#: 6816552
Professional summary
Conor Patrick Duffy, who also goes by Conor Patrick Duffy, Conor Patrick Duffy Mr., is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Needham, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Westwood, Massachusetts.
Conor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Conor has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I believe everyone should have their own unique financial plan that is tailored to their specific needs, preferences and goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Conor Patrick Duffy | Conor Patrick Duffy Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-67567|OrgNmn:Matt Duffy Baseball LLC|Org Addr:Weymouth ,Massachuse,US|OBA Nature:Baseball facility |Invst Rel:N|Title:Coach|Duties:Coaching 14 year old boys the game of baseball|StrtDt:03-31-22|TotHrs/mon:12|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Conor Patrick Duffy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Salve Regina University
Financial Management - Finance
2018
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 109 University Ave Ste 107, Westwood, MA 02090-2306RIA
CRD#: 104555
NEEDHAM, MA
Current
October 1, 2018 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 109 University Ave Ste 107, Westwood, MA 02090-2306BD
CRD#: 7784
Westwood, MA
Past
July 12, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CHESTNUT HILL, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/12/2021)
RR
California(2/12/2021)
RR
Colorado(2/12/2021)
RR
Connecticut(2/12/2021)
RR
Florida(2/12/2021)
RR
Georgia(2/12/2021)
RR
Hawaii(1/4/2025)
RR
Illinois(2/12/2021)
RR
Kentucky(1/4/2025)
RR
Louisiana(1/4/2025)
RR
Maine(1/9/2019)
RR
Massachusetts(12/13/2018)
IAR
Massachusetts(3/31/2025)
RR
New Hampshire(12/11/2018)
RR
New Jersey(2/12/2021)
RR
New York(2/12/2021)
RR
North Carolina(1/4/2025)
RR
Ohio(2/15/2021)
RR
Oregon(1/4/2025)
RR
Pennsylvania(2/12/2021)
RR
Puerto Rico(1/4/2025)
RR
Rhode Island(1/4/2025)
RR
Texas(2/12/2021)
IAR
Texas(3/31/2025)
RR
Vermont(1/9/2019)
RR
Virginia(2/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
