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JA

Juan P. Arcila

ICAPITAL MARKETS LLC
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 6815554
JA

Professional summary

Juan Pablo Arcila, who also goes by Juan Pablo Arcila, is a registered financial professional currently at ICAPITAL MARKETS LLC located in Greenwich, Connecticut.

Juan is registered as a RR (Registered Representative) and started their career in finance in 2019. Juan has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Juan Pablo Arcila

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Juan Pablo Arcila's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 18, 2025 - Present

ICAPITAL MARKETS LLC

Office #1: 2 Greenwich Plaza 4th Floor, Greenwich, CT 06830
BD
CRD#: 118219
Greenwich, CT
Past

October 3, 2024 - April 1, 2025

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
New York, NY
Past

May 24, 2022 - September 20, 2024

CNR SECURITIES, LLC

BD
CRD#: 18466
NEW YORK, NY
Past

May 5, 2021 - September 3, 2021

DRIVEWEALTH, LLC

BD
CRD#: 165429
NEW YORK, NY
Past

December 16, 2019 - December 24, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
FLORHAM PARK, NJ
Past

September 27, 2019 - December 24, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
FLORHAM PARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/18/2025)
RR
Alaska
(6/18/2025)
RR
Arizona
(6/18/2025)
RR
Arkansas
(6/18/2025)
RR
California
(6/18/2025)
RR
Colorado
(6/18/2025)
RR
Connecticut
(6/18/2025)
RR
Delaware
(6/18/2025)
RR
District of Columbia
(6/18/2025)
RR
Florida
(6/18/2025)
RR
Georgia
(6/18/2025)
RR
Hawaii
(6/18/2025)
RR
Idaho
(6/18/2025)
RR
Illinois
(6/18/2025)
RR
Indiana
(6/18/2025)
RR
Iowa
(6/18/2025)
RR
Kansas
(6/18/2025)
RR
Kentucky
(6/18/2025)
RR
Louisiana
(6/18/2025)
RR
Maine
(6/18/2025)
RR
Maryland
(6/18/2025)
RR
Massachusetts
(6/18/2025)
RR
Michigan
(6/18/2025)
RR
Minnesota
(6/18/2025)
RR
Mississippi
(6/18/2025)
RR
Missouri
(6/18/2025)
RR
Montana
(6/18/2025)
RR
Nebraska
(6/18/2025)
RR
Nevada
(6/18/2025)
RR
New Hampshire
(6/18/2025)
RR
New Jersey
(6/18/2025)
RR
New Mexico
(6/18/2025)
RR
New York
(6/18/2025)
RR
North Carolina
(6/18/2025)
RR
North Dakota
(6/18/2025)
RR
Ohio
(6/18/2025)
RR
Oklahoma
(6/18/2025)
RR
Oregon
(6/18/2025)
RR
Pennsylvania
(6/18/2025)
RR
Rhode Island
(6/18/2025)
RR
South Carolina
(6/18/2025)
RR
South Dakota
(6/18/2025)
RR
Tennessee
(6/18/2025)
RR
Texas
(6/18/2025)
RR
Utah
(6/18/2025)
RR
Vermont
(6/18/2025)
RR
Virginia
(6/18/2025)
RR
Washington
(6/18/2025)
RR
West Virginia
(6/18/2025)
RR
Wisconsin
(6/18/2025)
RR
Wyoming
(6/18/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/13/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/27/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/16/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IM
ICAPITAL MARKETS LLC
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
60 East 42nd Street 26th Floor, New York, NY 10165
Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165
Phone number
(646) 520-2020
Established
Delaware since 08/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ICAPITAL MARKETS HOLDING LLCPARENT
GEORGE, THOMAS KEITHFINOP5378303
HOUSTON, STEPHEN HENRYHEAD OF BROKER DEALER1988668
MORGAN, COURTNEYCHIEF COMPLIANCE OFFICER6384535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICAPITAL MARKETS LLC

CRD#: 118219Greenwich, CT 06830

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