PM
Page M. Morgan
CENTAURUS FINANCIAL
Northglenn, CO 80234
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CRD#: 6815386
PM
Professional summary
Page Michele Morgan, who also goes by Page Kemp, Page Michele Kemp, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Northglenn, Colorado.
Page is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Page has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Page Kemp | Page Michele Kemp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Power Stance Podcast, LLC, non-investment related, Highland Village, TX 75077, cohost of podcast, story telling, personal opinion, non-finance related, founder/cohost, since 02/2021, devoted time is 20 hours a month, content creation, scheduling, recording and editing segments. 2. PAGE MICHELE BLOG POSITION: Writer/Owner NATURE: Creative Writing INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 10/06/2023 ADDRESS: 11193 West 17th Avenue, Unit 305 Bldg. 10, Lakewood CO 80215, United States DESCRIPTION: This is a website I run to post my creative writing articles. There is no financial related advice. I create personal stories and post to my site. 3. MORRISON FINANCIAL POSITION: N/A NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2021 ADDRESS: 2570 Justin Rd, Suite #210, Highland Village TX 75077, United States DESCRIPTION: DBA is for branding purposes 4. MAXIMIZING STEWARDSHIP POSITION: Board Member NATURE: Maximizing Stewardship is a non-profit that creates financial stewardship educational material to be used by local churches. It does not provide investment or security related advice, rather it provides general financial guidelines in accordance with Biblical values. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2024 ADDRESS: P.O. Box 270734, Flower Mound TX 75027, United States DESCRIPTION: I am a general board member of Maximizing Stewardship, who attends quarterly board meetings, reviews notes, and approves projects with other board members. I do not create the material or approve what is used. The board strictly approves budget decisions and reviews quarterly financial statements. I do not teach the material or am named as an author or contributor.
CRS (Client Relationship Summary) - RIA
Click below to view Page Michele Morgan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Page Michele Morgan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2022 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 10946 Livingston Drive, Northglenn, CO 80234RIA
BD
CRD#: 30833
Northglenn, CO
Current
December 16, 2021 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2570 Justin Road, Fm 407 Suite #210, Highland Village, TX 75077RIA
BD
CRD#: 30833
Highland Village, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/13/2023)
IAR
Colorado(11/13/2023)
IAR
Montana(10/30/2023)
RR
Texas(1/21/2022)
IAR
Texas(5/3/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/15/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Northglenn, CO 80234TRUST BUT VERIFY
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