MP
Michael H. Pfister
CETERA INVESTMENT ADVISERS LLC
Heathrow, FL 32746
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CRD#: 6814722
MP
Professional summary
Michael H Pfister, who also goes by Michael Pfister, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Heathrow, Florida and CETERA WEALTH SERVICES, LLC located in Heathrow, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Pfister
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) SOLUTIONS GROUP WEALTH MANAGEMENT; Investment Related; Heathrow, FL 32746; Securities and Insurance; Wealth Manager; Start Date 07/2019; 160 hours per month with all hours per month occurring during trading hours; In addition to securities investments, I also provide Variable Annuities, Mutual Funds, Stocks, Bonds, Exchange-Traded Funds (ETFs), Financial Planning Services, Insurance sales and service to include Equity Indexed Annuity. >> PFISTER FINANCIAL LLC; Investment Related; Heathrow, FL 32746; Other; MGR; Start Date 08/2022; 1 hour per month with no hours occurring during trading hours; LLC established for tax purposes.
CRS (Client Relationship Summary) - RIA
Click below to view Michael H Pfister's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 15, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1275 Lake Heathrow Lane, Heathrow, FL 32746RIA
CRD#: 105644
Heathrow, FL
Current
February 10, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1275 Lake Heathrow Lane, Heathrow, FL 32746BD
CRD#: 13572
Heathrow, FL
Past
July 19, 2017 - February 21, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Heathrow, FL
Past
June 21, 2017 - February 21, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Heathrow, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/26/2025)
RR
California(4/10/2025)
RR
Colorado(3/26/2025)
RR
Florida(2/10/2025)
IAR
Florida(2/15/2025)
RR
Georgia(4/10/2025)
RR
Hawaii(6/18/2025)
RR
Illinois(3/26/2025)
RR
Louisiana(4/10/2025)
RR
Maine(4/10/2025)
RR
Maryland(2/21/2025)
RR
Nebraska(2/21/2025)
RR
Nevada(6/18/2025)
RR
North Carolina(3/25/2025)
RR
Pennsylvania(6/18/2025)
RR
South Carolina(4/10/2025)
RR
Texas(3/26/2025)
IAR
Texas(3/26/2025)
RR
Washington(7/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Heathrow, FL 32746TRUST BUT VERIFY
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