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JW

Joshua Willard

TRANSAMERICA RETIREMENT ADVISORS
GALLATIN, TN
Some features on this profile are disabled
CRD#: 6814409
JW
Joshua WillardTRANSAMERICA RETIREMENT ADVISORS

Professional summary

Joshua Willard, who also goes by Josh S Willard, Josh Stephan Willard, Josh Willard, Joshua S Willard, Joshua Stephan Willard, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Gallatin, Tennessee and TRANSAMERICA INVESTORS SECURITIES, LLC located in Davenport,, Florida.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Joshua has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Aliases

Josh S Willard | Josh Stephan Willard | Josh Willard | Joshua S Willard | Joshua Stephan Willard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Willard's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 17, 2026 - Present

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA
CRD#: 107319
GALLATIN, TN
Current

July 17, 2026 - Present

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
Davenport,, FL
Past

April 21, 2025 - July 9, 2026

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
NASHVILLE, TN
Past

March 10, 2025 - July 9, 2026

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
NASHVILLE, TN
Past

December 20, 2021 - March 7, 2025

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

December 5, 2019 - February 5, 2020

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

July 10, 2017 - October 10, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
FISHERS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.

CRD#: 107319 / SEC#: 801-42910

RIA
Registered Investment Advisory firm - (12/16/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(7/20/2026)
RR
Arkansas
(7/17/2026)
RR
California
(7/17/2026)
RR
Colorado
(7/21/2026)
RR
Connecticut
(7/17/2026)
RR
Delaware
(7/17/2026)
RR
District of Columbia
(7/20/2026)
RR
Florida
(7/20/2026)
RR
Georgia
(7/20/2026)
RR
Idaho
(7/17/2026)
RR
Illinois
(7/20/2026)
RR
Indiana
(7/17/2026)
RR
Iowa
(7/17/2026)
RR
Kansas
(7/17/2026)
RR
Kentucky
(7/20/2026)
RR
Maine
(7/17/2026)
RR
Michigan
(7/21/2026)
RR
Minnesota
(7/17/2026)
RR
Missouri
(7/17/2026)
RR
Nebraska
(7/17/2026)
RR
Nevada
(7/20/2026)
RR
New Jersey
(7/17/2026)
RR
New Mexico
(7/17/2026)
RR
New York
(7/17/2026)
RR
North Carolina
(7/17/2026)
RR
Ohio
(7/17/2026)
RR
Pennsylvania
(7/21/2026)
RR
Rhode Island
(7/20/2026)
RR
South Carolina
(7/17/2026)
RR
South Dakota
(7/17/2026)
RR
Tennessee
(7/17/2026)
IAR
Tennessee
(7/17/2026)
RR
Texas
(7/20/2026)
RR
Utah
(7/17/2026)
RR
Vermont
(7/20/2026)
RR
Wisconsin
(7/17/2026)
RR
Wyoming
(7/20/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/21/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/20/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/10/2017
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.

CRD#: 107319 / SEC#: 801-42910

RIA
Registered Investment Advisory firm - (12/16/1992 Approved)
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Contact information

Main Address
6400 C Street Sw, Cedar Rapids, IA 52499
Mailing Address
Phone number
(866) 368-0566
Established
Firm type
Fiscal year end
# of Employees
383

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRANSAMERICA RETIREMENT ADVISORS, LLC THIRD PARTY MONEY MANAGERS BROCHURES (5/22/2025)
TRANSAMERICA RETIREMENT ADVISORS, LLC TRANSAMERICA PERSONALIZED PORTFOLIOS BROCHURE (2/14/2025)
TRANSAMERICA RETIREMENT ADVISORS, LLC. DEFINED BENEFIT SERVICES BROCHURE (2/14/2025)
TRANSAMERICA RETIREMENT ADVISORS, LLC. MANAGED ADVICE SERVICES BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts212,836
AUM (Assets Under Management)$ 16,157,423,229

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/10/2025
Cover Page
Report
10/25/2024
Cover Page
Report
07/25/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRANSAMERICA RETIREMENT ADVISORS, LLC

CRD#: 107319Gallatin, TN

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