Michael T. Lam
KESTRA ADVISORY SERVICES
Newtown, PA 18940
Some features on this profile are disabled
CRD#: 6813988
Michael Thomas LamKESTRA ADVISORY SERVICES
Professional summary
Michael Thomas Lam, CFA, CFP®, who also goes by Michael Lam, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Newtown, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Newtown, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Michael Lam
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: MICHAEL LAM POSITION: Owner NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/22/2026 ADDRESS: 54 Friends Lane, Suite 112, Newtown PA 18940, United States DESCRIPTION: Provide sales of life insurance, long-term care insurance, and fixed annuities when deemed appropriate through comprehensive financial planning. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/22/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: JCL FINANCIAL GROUP POSITION: Associate Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/27/2026 ADDRESS: 54 Friends Lane, Suite 112, Newtown PA 18940, United States DESCRIPTION: Primary job is to provide assistance for financial advisory business of James Lynch. Secondarily, I manage less than 10 client relationships on my own.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Thomas Lam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 27, 2026 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 54 Friends Lane Suite 112, Newtown, PA 18940RIA
CRD#: 283330
Newtown, PA
Current
January 27, 2026 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 54 Friends Lane Suite 112, Newtown, PA 18940BD
CRD#: 42046
Newtown, PA
Past
April 5, 2018 - January 27, 2026
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
NEWTOWN, PA
Past
October 17, 2017 - January 27, 2026
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
NEWTOWN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/27/2026)
RR
Colorado(1/27/2026)
RR
Delaware(1/27/2026)
RR
Florida(1/27/2026)
RR
Illinois(1/27/2026)
RR
Indiana(1/27/2026)
RR
Maine(1/27/2026)
RR
Maryland(1/27/2026)
RR
Minnesota(1/27/2026)
RR
New Jersey(1/27/2026)
RR
New York(1/27/2026)
RR
North Carolina(1/29/2026)
RR
Ohio(1/27/2026)
RR
Pennsylvania(1/27/2026)
IAR
Pennsylvania(1/27/2026)
RR
Rhode Island(1/27/2026)
RR
South Carolina(1/27/2026)
RR
Texas(1/27/2026)
IAR
Texas(1/27/2026)
RR
Utah(1/27/2026)
RR
Virginia(1/27/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,359
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 192,439 |
| AUM (Assets Under Management) | $ 79,798,091,767 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Newtown, PA 18940TRUST BUT VERIFY
Monitor Michael Lam
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
