Aileen A. Wesley
Professional summary
Aileen Alexandria Wesley, who also goes by Aileen A Carrasco, Aileen Wesley, Aileen A Wesley, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in New York, New York.
Aileen is registered as a RR (Registered Representative) and started their career in finance in 2021. Aileen has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aileen Alexandria Wesley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2021 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 505 Fifth Avenue 4th Floor, New York, NY 10017August 17, 2021 - September 9, 2021
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2021)
Exams
Series 7TO
Date: 8/17/2021
General Securities Representative ExaminationFINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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