L C. Macaulay
Professional summary
L Connor Robert Macaulay, who also goes by Connor Robert Macaulay, Connor Macaulay, L Connor Robert Macaulay, is a registered financial advisor currently at JMAC ENTERPRISES LLC located in Newtown, Pennsylvania.
L is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. L has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view L Connor Robert Macaulay's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2021 - Present
JMAC ENTERPRISES LLC
Office #1: 201 South State St Suite 2a, Newtown, PA 18940October 28, 2020 - April 29, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Primary Firm SEC Registration
JMAC ENTERPRISES LLC
CRD#: 312710 / SEC#: 801-120407
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2021)
Exams
Series 7TO
Date: 10/28/2020
General Securities Representative ExaminationCurrent Firm
JMAC ENTERPRISES LLC
CRD#: 312710 / SEC#: 801-120407
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,141 |
| AUM (Assets Under Management) | $ 918,779,505 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/22/2023 | ||
| 10/10/2022 |
Red Flags
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