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GE

Gerasimos J. Efthimiatos

CHESAPEAKE ASSET MANAGEMENT LLC
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 6811794
GE

Professional summary

Gerasimos J Efthimiatos is a registered financial advisor currently at CHESAPEAKE ASSET MANAGEMENT LLC located in New York, New York.

Gerasimos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Gerasimos has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Managing Member of CAM Global GP LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerasimos J Efthimiatos's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2023 - Present

CHESAPEAKE ASSET MANAGEMENT LLC

Office #1: 126 E 56th St Suite 410, New York, NY 10022
RIA
CRD#: 108994
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CHESAPEAKE ASSET MANAGEMENT LLC
CHESAPEAKE ASSET MANAGEMENT LLC

CRD#: 108994 / SEC#: 801-55211

RIA
Registered Investment Advisory firm - (2/5/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(1/23/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/23/2023
Uniform Investment Adviser Law Examination

Current Firm

CA
CHESAPEAKE ASSET MANAGEMENT LLC
CHESAPEAKE ASSET MANAGEMENT LLC

CRD#: 108994 / SEC#: 801-55211

RIA
Registered Investment Advisory firm - (2/5/1998 Approved)
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Contact information

Main Address
126 E 56th St Suite 410, New York, NY 10022-3613
Mailing Address
Phone number
(212) 218-4040
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CHESAPEAKE ASSET MANAGEMENT - ADV 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts406
AUM (Assets Under Management)$ 721,316,872

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/20/2025
Cover Page
Report
12/05/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHESAPEAKE ASSET MANAGEMENT LLC

CRD#: 108994New York, NY 10022

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