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MM

Matthew Mongeau

QUASAR DISTRIBUTORS
New York, NY 10017
Some features on this profile are disabled
CRD#: 6810397
MM

Professional summary

Matthew Mongeau, who also goes by Matthew David Mongeau, Matt David Mongeau, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2017. Matthew has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matthew David Mongeau | Matt David Mongeau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Mongeau's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 17, 2026 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 280 Park Avenue 21w, New York, NY, 10017
BD
CRD#: 103848
New York, NY
Past

June 30, 2022 - June 26, 2025

BROOKFIELD PRIVATE WEALTH LLC

BD
CRD#: 313390
New York, NY
Past

February 10, 2021 - November 9, 2021

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
NEW YORK, NY
Past

October 2, 2018 - November 13, 2020

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA
CRD#: 138756
BOSTON, MA
Past

September 28, 2018 - November 13, 2020

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA
Past

December 8, 2017 - May 7, 2018

MCADAM LLC

RIA
CRD#: 170914
Boston, MA
Past

October 30, 2017 - November 30, 2017

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Boston, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/17/2026)
RR
Alaska
(3/27/2026)
RR
Arizona
(3/30/2026)
RR
Arkansas
(3/20/2026)
RR
California
(3/17/2026)
RR
Colorado
(3/18/2026)
RR
Connecticut
(3/18/2026)
RR
Delaware
(3/17/2026)
RR
District of Columbia
(3/19/2026)
RR
Florida
(3/18/2026)
RR
Georgia
(3/18/2026)
RR
Hawaii
(4/17/2026)
RR
Idaho
(3/20/2026)
RR
Illinois
(3/18/2026)
RR
Indiana
(3/18/2026)
RR
Iowa
(3/18/2026)
RR
Kansas
(3/17/2026)
RR
Kentucky
(3/20/2026)
RR
Louisiana
(3/18/2026)
RR
Maine
(3/17/2026)
RR
Maryland
(3/25/2026)
RR
Massachusetts
(3/18/2026)
RR
Michigan
(3/19/2026)
RR
Minnesota
(3/17/2026)
RR
Mississippi
(3/24/2026)
RR
Missouri
(3/17/2026)
RR
Montana
(3/18/2026)
RR
Nebraska
(3/19/2026)
RR
Nevada
(3/17/2026)
RR
New Hampshire
(3/20/2026)
RR
New Jersey
(3/18/2026)
RR
New Mexico
(3/18/2026)
RR
New York
(3/17/2026)
RR
North Carolina
(3/19/2026)
RR
North Dakota
(3/26/2026)
RR
Ohio
(3/18/2026)
RR
Oklahoma
(3/18/2026)
RR
Oregon
(3/31/2026)
RR
Pennsylvania
(3/18/2026)
RR
Rhode Island
(3/19/2026)
RR
South Carolina
(3/21/2026)
RR
South Dakota
(3/17/2026)
RR
Tennessee
(3/18/2026)
RR
Texas
(3/18/2026)
RR
Utah
(3/18/2026)
RR
Vermont
(3/18/2026)
RR
Virginia
(3/19/2026)
RR
Washington
(3/19/2026)
RR
West Virginia
(3/23/2026)
RR
Wisconsin
(3/18/2026)
RR
Wyoming
(3/19/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/26/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/30/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUASAR DISTRIBUTORS, LLC

CRD#: 103848New York, NY 10017

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