Matthew A. Funk

MORGAN STANLEY INVESTMENT MANAGEMENT

WEST CONSHOHOCKEN, PA 19428

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CRD#: 6809842

Professional summary

Matthew A Funk, who also goes by Matthew Albert Funk, Matthew Funk, is a registered financial advisor currently at MORGAN STANLEY INVESTMENT MANAGEMENT INC. located in West Conshohocken, Pennsylvania and MORGAN STANLEY DISTRIBUTION, INC. located in West Conshohocken, Pennsylvania.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Albert Funk | Matthew Funk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew A Funk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2019 - Present

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

Office #1: 100 Front Street 7th Floor, West Conshohocken, PA 19428

RIA

CRD#: 110353

WEST CONSHOHOCKEN, PA

Current

August 28, 2019 - Present

MORGAN STANLEY DISTRIBUTION, INC.

Office #1: 100 Front Street Suite 400, West Conshohocken, PA 19428

CRD#: 30344

West Conshohocken, PA

Past

October 5, 2018 - July 3, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WAYNE, PA

Past

August 22, 2018 - July 3, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WAYNE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

CRD#: 110353 / SEC#: 801-15757

RIA

Registered Investment Advisory firm - (1/28/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(8/28/2019)

IAR

Pennsylvania
(8/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

CRD#: 110353 / SEC#: 801-15757

RIA

Registered Investment Advisory firm - (1/28/1981 Approved)

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Contact information

Main Address

1585 Broadway, New York, NY 10036

Mailing Address

Phone number

(212) 761-4000

Established

Firm type

Fiscal year end

# of Employees

523

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MSIM INC FORM ADV PART 2A BROCHURE (6/18/2025)

Regulatory assets under management

Total Number of Accounts	21,920
AUM (Assets Under Management)	$ 619,196,027,920

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
01/24/2025	Cover Page	Report
10/24/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew A. Funk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew A Funk's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY DISTRIBUTION, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/22/2018

FINRA

Current Firm

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

TRUST BUT VERIFY

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