Nicolas Martino-gauchi
Professional summary
Nicolas Martino-gauchi is a registered financial professional currently at TRC MARKETS LLC located in New York, New York and TOWER PRINCIPAL MARKETS LLC located in New York, New York.
Nicolas is registered as a RR (Registered Representative) and started their career in finance in 2017. Nicolas has worked at 3 firms and has passed the SIE, Series 57 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicolas Martino-gauchi's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2017 - Present
TRC MARKETS LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271August 1, 2023 - Present
TOWER PRINCIPAL MARKETS LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271May 13, 2024 - Present
LATOUR TRADING LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271December 18, 2017 - August 8, 2018
LATOUR TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
LATOUR TRADING LLC
CRD#: 150887 / SEC#: , 8-68304
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | |
| FAUCON, DAVID | PRINCIPAL EXECUTIVE OFFICER | 5062876 |
| BOUVET, GUILLAUME ADRIEN MR | CHIEF OPERATING OFFICER | 5588427 |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | FINOP/PRINCIPAL OPERATING OFFICER | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| THIEBAULT, SEBASTIEN | CHIEF EXECUTIVE OFFICER | 4870286 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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