Alexander J. Glockner
Professional summary
Alexander James Glockner, who also goes by Alex Glockner, is a registered financial professional currently at FTP SECURITIES LLC located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2018. Alexander has worked at 3 firms and has passed the Series 66, Series 87, Series 86, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander James Glockner's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2026 - Present
FTP SECURITIES LLC
Office #1: 90 Park Ave 16th Floor, New York, NY 10016July 12, 2021 - May 6, 2026
JEFFERIES LLC
December 17, 2018 - July 14, 2021
STEPHENS
June 19, 2018 - July 13, 2021
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/5/2026)
(5/5/2026)
(5/5/2026)
Exams
FINRA
Current Firm
FTP SECURITIES LLC
CRD#: 129356 / SEC#: , 8-66218
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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