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Natalie Grotyohann

APOLLO GLOBAL SECURITIES
New York, NY 10019-2701
Some features on this profile are disabled
CRD#: 6807194
NG

Professional summary

Natalie Grotyohann is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.

Natalie is registered as a RR (Registered Representative) and started their career in finance in 2018. Natalie has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
May conduct investment related business and/or performs administrative services on behalf of Apollo Global Management, Inc. ("AGM"), its registered investment advisers, and certain other wholly owned subsidiaries of AGM. AGM is the ultimate parent company of Apollo Global Securities, LLC. For more information concerning AGM's registered investment advisers, please see the following advisers' Form ADVs and related Schedule Rs: Apollo Capital Management, L.P., CRD# 143161; Apollo Credit Management, LLC, CRD#: 156115, Apollo Investment Management, L.P., CRD#: 130610, Apollo Capital Credit Adviser, LLC, CRD#: 286485, Apollo Real Estate Fund Adviser, LLC, CRD#: 169120, ARIS Management, LLC, CRD#: 317315, and Apollo Manager, LLC, CRD#: 327828.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Natalie Grotyohann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 18, 2024 - Present

APOLLO GLOBAL SECURITIES, LLC

Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701
BD
CRD#: 153502
New York, NY
Past

May 24, 2023 - September 24, 2024

JEFFERIES INVESTMENT ADVISERS LLC

RIA
CRD#: 325421
NEW YORK, NY
Past

October 6, 2018 - August 14, 2023

LEUCADIA ASSET MANAGEMENT LLC

RIA
CRD#: 121767
NEW YORK, NY
Past

July 26, 2018 - September 3, 2024

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/18/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/6/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/26/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AG
APOLLO GLOBAL SECURITIES, LLC
AP CM, LLC | ATLAS SP SECURITIES | APOLLO GLOBAL SECURITIES, LLC

CRD#: 153502 / SEC#: , 8-68542

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
9 West 57th Street, New York, NY 10019-2701
Mailing Address
9 West 57th Street, New York, NY 10019-2701
Phone number
(212) 515-3200
Established
Delaware since 03/11/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
APOLLO MANAGEMENT HOLDINGS, L.P.MEMBER
CHATTERJEE, WHITNEY AMEMBER BOARD OFMANAGERS7874808
DRESCHER, STEPHANIEHEAD OF MARKETING3055145
LEVY, YAEL KENANCHIEF COMPLIANCE OFFICER4435788
NEEDLEMAN, ERIC DAVIDPRESIDENT2773431
TREBING, ADAM PCFO / FINOP / PFO / POO5828238
TREBING, ADAM PMEMBER BOARD OF MANAGERS5828238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APOLLO GLOBAL SECURITIES, LLC

CRD#: 153502New York, NY 10019-2701

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