Andrew May

INNOVATIVE INVESTMENT FIDUCIARIES

Moorestown, NJ 08057

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CRD#: 6806686

Professional summary

Andrew May, AIF®, CFP®, who also goes by Andrew Forbes May, is a registered financial advisor currently at INNOVATIVE INVESTMENT FIDUCIARIES, LLC located in Moorestown, New Jersey.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Andrew has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Forbes May

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew May's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Experience

Current

March 22, 2019 - Present

INNOVATIVE INVESTMENT FIDUCIARIES, LLC

Office #1: 101a Foster Road, Moorestown, NJ 08057

RIA

CRD#: 159814

Moorestown, NJ

Past

June 1, 2018 - March 7, 2019

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

BERKELEY HEIGHTS, NJ

Past

May 9, 2018 - March 7, 2019

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

BERKELEY HEIGHTS, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/3/2019)

IAR

Pennsylvania
(3/22/2019)

IAR

Texas
(11/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/1/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/9/2018

General Securities Representative Examination

Current Firm

INNOVATIVE INVESTMENT FIDUCIARIES, LLC

CRD#: 159814 / SEC#: 801-77666

RIA

Registered Investment Advisory firm - (5/29/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/9/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/2/2018 Approved)

Texas

Registered Investment Advisory firm - (4/9/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

101a Foster Road, Moorestown, NJ 08057

Mailing Address

Phone number

(856) 242-3330

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 12,349,598

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew May

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew May's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE INVESTMENT FIDUCIARIES, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/1/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/9/2018

Current Firm

INNOVATIVE INVESTMENT FIDUCIARIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE INVESTMENT FIDUCIARIES, LLC

TRUST BUT VERIFY

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