Patrick W. Kimmel

WEALTHCREST FINANCIAL SERVICES

Springfield, VA 22150

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CRD#: 6804140

Professional summary

Patrick William Kimmel is a registered financial advisor currently at WEALTHCREST FINANCIAL SERVICES, LLC located in Springfield, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Springfield, Virginia.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Patrick has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 01/04/21 2) WEALTHCREST FINANCIAL SERVICES, LLC, 7882 BACKLICK RD, STE 1, SPRINGFIELD, VA, ADV REP OF A REGISTERED INV ADV, RIA, 01/05/21, INV REL, 10 HR/WK- 1/TRADING HR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick William Kimmel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2021 - Present

WEALTHCREST FINANCIAL SERVICES, LLC

Office #1: 7880 Backlick Road Suite One, Springfield, VA 22150

RIA

CRD#: 130049

Springfield, VA

Current

November 13, 2019 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 7880 Backlick Rd Ste 1, Springfield, VA 22150

CRD#: 39543

Springfield, VA

Past

January 4, 2021 - January 27, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Springfield, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHCREST FINANCIAL SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC | WEALTHCREST FINANCIAL SERVICES, LLC | PROVIDIUM FINANCIAL PLANNING, LLC

CRD#: 130049 / SEC#: 801-110730

RIA

Registered Investment Advisory firm - (6/16/2017 Approved)

District of Columbia

Registered Investment Advisory firm - (6/23/2017 Terminated)

Maryland

Registered Investment Advisory firm - (6/23/2017 Terminated)

Virginia

Registered Investment Advisory firm - (6/21/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/4/2021)

Virginia
(1/4/2021)

IAR

Virginia
(1/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/9/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/13/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/27/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

WEALTHCREST FINANCIAL SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC | WEALTHCREST FINANCIAL SERVICES, LLC | PROVIDIUM FINANCIAL PLANNING, LLC

CRD#: 130049 / SEC#: 801-110730

RIA

Registered Investment Advisory firm - (6/16/2017 Approved)

District of Columbia

Registered Investment Advisory firm - (6/23/2017 Terminated)

Maryland

Registered Investment Advisory firm - (6/23/2017 Terminated)

Virginia

Registered Investment Advisory firm - (6/21/2017 Terminated)

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Contact information

Main Address

7880 Backlick Road Suite One, Springfield, VA 22150

Mailing Address

Phone number

(703) 372-1717

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHCREST FINANCIAL SERVICES ADV PART II (3/31/2025)

Regulatory assets under management

Total Number of Accounts	408
AUM (Assets Under Management)	$ 426,047,872

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick W. Kimmel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick William Kimmel's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHCREST FINANCIAL SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Primary Firm SEC Registration

WEALTHCREST FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/9/2020

Series 7TO

Date: 11/13/2019

SIE

Date: 9/27/2019

FINRA

Current Firm

WEALTHCREST FINANCIAL SERVICES, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHCREST FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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